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Jonathon K Rogers

Pruco Securities, LLC

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About Jonathon K Rogers

Jonathon Rogers is a financial advisor with Pruco Securities, LLC, with over 13 years of experience in the industry. Jonathon has held prior positions with Northwestern Mutual Investment Services, LLC, H. Beck, Inc. and VALIC Financial Advisors, Inc. Jonathon holds several licenses and certifications, including the Series 7, Series 10, Series 24, and Series 66 exams. Jonathon is a registered Investment Advisor Representative in Maryland.

Firm Information

Jonathon Rogers is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jonathon Rogers’s Registration & Firm History

MD

07/31/2019 - Present

Pruco Securities, LLC (Gwynn Oak MD)

MD

09/02/2014 - 03/13/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BALTIMORE MD)

MD

10/18/2010 - 07/30/2014

H. BECK, INC. (BETHESDA MD)

MD

05/22/2009 - 10/20/2010

VALIC FINANCIAL ADVISORS, INC. (LINTHICUM MD)

MD

08/11/2006 - 02/24/2009

DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 09/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/2012

Series 24 - General Securities Principal Examination

BC

Issued 08/07/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/07/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Jonathon K Rogers. Review regulatory record here.
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