Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathon? Claim Your ProfileJonathon Brauer is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Jonathon has been in the securities industry since June 2, 1999. Jonathon's current employment with Merrill Lynch, Pierce, Fenner & Smith Inc. is based in SANTA MONICA, CA and his registration is active in both CA and TX. Jonathon has a total of 18 state registrations and 2 IA registrations, in addition to being registered with FINRA. Jonathon has also taken and passed the Uniform Combined State Law Examination, General Securities Representative Examination, and Securities Industry Essentials Examination. Jonathon has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since March 1999 and has worked for Bank of America, NA since September 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA MONICA CA)
BOTH
Issued 07/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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