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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathon? Claim Your ProfileJonathon Andrew Roth is a financial advisor at Principal Securities, Inc. with over 15 years of experience in the financial services industry. Jonathon has a strong background in financial planning and investment management, and is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals. Jonathon holds the Series 7, Series 63, Series 65, Series 24, and Series 51 licenses, as well as the Certified Financial Planner (CFP®) designation. He has also worked at PROEQUITIES, INC. and MORGAN STANLEY SMITH BARNEY in the past. Jonathon is registered with the state of California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
06/16/2021 - Present
Principal Securities, Inc. (Roseville CA)
CA
09/29/2011 - 09/06/2013
PROEQUITIES, INC. (ROSEVILLE CA)
CA
08/09/2010 - 07/07/2011
MORGAN STANLEY SMITH BARNEY (PALO ALTO CA)
BC
Issued 09/02/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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