Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan York Thomas is a financial professional with over 28 years of experience in the industry. Jonathan has worked for a variety of firms including Saybrook Capital Corporation and Ehrlich-Bober & Co., Inc.. Jonathan is currently a Registered Representative with Commonwealth Pharma Securities. Jonathan is licensed to sell securities in the states of California and Massachusetts. Jonathan holds the Series 7, 24, 53, 63, 65, and 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/19/2021 - Present
Commonwealth Pharma Securities (MARSHFIELD MA)
CA
06/26/1990 - 08/08/2013
SAYBROOK CAPITAL CORPORATION (SANTA MONICA CA)
NA
05/23/1986 - 02/06/1990
EHRLICH-BOBER & CO., INC.
BC
Issued 07/10/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 05/23/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/18/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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