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Jonathan Wray Sweet

Vigilant Distributors, LLC

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About Jonathan Wray Sweet

Jonathan Sweet is an active investment advisor with over 20 years of experience in the industry. Jonathan has been registered as a broker-dealer in Connecticut and New York since October 2023. Previously, Jonathan was employed by Foreside Fund Services, LLC and Wells Fargo Investments, LLC. Jonathan has a strong background in the financial services industry, and has held a variety of positions with various firms. Jonathan has passed the Series 3, 63, 65, 66, 7, and SIE exams. Jonathan is currently employed by Vigilant Distributors, LLC and is a registered representative of the firm.

Firm Information

Jonathan Sweet is currently registered with Vigilant Distributors, LLC. Vigilant Distributors, LLC is a Limited Liability Company formed in June 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Sweet’s Registration & Firm History

NY

10/19/2023 - Present

Vigilant Distributors, LLC (NEW YORK NY)

NY

02/25/2021 - 10/12/2023

FORESIDE FUND SERVICES, LLC (New York NY)

CA

04/03/2002 - 12/18/2003

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

01/10/2002 - 04/12/2002

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

NY

02/15/2001 - 12/12/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/06/2000 - 01/24/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/14/1999 - 10/24/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/01/1990 - 08/27/1992

BANQUE WORMS MANAGEMENT CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/28/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/30/2014

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/10/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/26/1992

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Wray Sweet.
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