Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Wober is a financial professional with over 13 years of experience in the industry. Jonathan has a wide range of experience having worked at both Rothschild Inc. and currently at Guggenheim Securities, LLC. Jonathan is licensed to offer securities and investment advice in New York. Jonathan has successfully passed several industry exams, including the Series 63, Series 24, Series 79TO, SIE, and Series 17 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2017 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
04/06/2010 - 04/04/2017
ROTHSCHILD INC. (NEW YORK NY)
BC
Issued 07/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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