Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Windham is a financial advisor with UBS Securities LLC, in New York, NY. He has been in the financial industry for over 10 years. Jonathan has a strong understanding of the markets and a proven track record of success. He is committed to providing his clients with personalized financial advice and investment strategies. Jonathan has a wide range of experience in the financial industry, including experience with BARCLAYS CAPITAL INC. and RIM SECURITIES LLC. Jonathan has a wide range of experience in the financial industry, including experience with BARCLAYS CAPITAL INC. and RIM SECURITIES LLC. He holds the Series 7, 63, 66, 86, 87 and SIE licenses. Jonathan's experience and expertise make him a valuable resource for clients looking for comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/14/2017 - Present
UBS Securities LLC (NEW YORK NY)
MA
06/01/2015 - 12/18/2017
BARCLAYS CAPITAL INC. (BOSTON MA)
NY
09/28/2005 - 03/07/2007
RIM SECURITIES LLC (NEW YORK NY)
BC
Issued 05/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/08/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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