Unclaimed
Jonathan Moskowitz is a financial professional with over 13 years of experience in the industry. Jonathan is currently registered with Tradition Securities And Derivatives Llc in New York, NY. Previously, Jonathan was registered with TFS Derivatives Corporation in New York, NY. Jonathan has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise. Jonathan holds a Series 3, 7, and 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/15/2009 - 04/28/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 05/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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