Unclaimed
Jonathan Hodges is a financial professional with over 20 years of experience in the financial services industry. Jonathan is currently registered with Chimera Securities, LLC and holds the Series 7, Series 55, Series 57TO, and SIE licenses. Previously, Jonathan worked at ASSENT LLC, TRILLIUM TRADING LLC, and HEARTLAND SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/17/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
IL
03/19/2008 - 11/04/2008
ASSENT LLC (BOLINGBROOK IL)
NY
06/03/2003 - 03/01/2007
TRILLIUM TRADING LLC (NEW YORK NY)
NJ
12/06/2000 - 06/05/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
BC
Issued 04/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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