Unclaimed
Jonathan Walter Fisher is a securities professional with over 15 years of experience in the industry. Jonathan is currently registered with Apollo Global Securities, LLC as a Registered Representative. Jonathan has experience in a variety of areas including investment banking and general securities. Prior to joining Apollo Global Securities, LLC, Jonathan held positions at Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., RBS Securities Inc. and RBS Securities Corporation. Jonathan holds the Series 7, Series 63, Series 79TO and SIE licenses. Jonathan is currently licensed and registered to provide securities advice in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
08/17/2015 - 02/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/03/2014 - 07/14/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
12/12/2008 - 09/09/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
10/31/2007 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 07/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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