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Jonathan Tippman Dunn

Neuberger Berman BD LLC

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About Jonathan Tippman Dunn

Jonathan Tippman Dunn is a financial professional with over 10 years of experience in the industry. Jonathan is currently registered with Neuberger Berman BD LLC. Prior to joining Neuberger Berman, Jonathan was with Citigroup Global Markets Inc. and Optima Securities LLC. Jonathan is a Series 3, 7, 24, and 66 licensed professional. Jonathan has a strong background in providing investment advisory services.

Firm Information

Jonathan Dunn is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jonathan Dunn’s Registration & Firm History

NY

05/04/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

CT

01/30/2018 - 04/12/2022

CITIGROUP GLOBAL MARKETS INC. (Stamford CT)

NY

04/22/2015 - 02/04/2016

OPTIMA SECURITIES LLC (NEW YORK NY)

NY

06/01/2009 - 09/22/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

04/01/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

06/06/2006 - 04/09/2008

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

04/13/2005 - 12/15/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/02/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/08/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2012

Series 3 - National Commodity Futures Examination

BC

Issued 04/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jonathan Tippman Dunn.
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