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Jonathan Thomas Rosenthal

Fidelity Brokerage Services LLC

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About Jonathan Thomas Rosenthal

Jonathan Rosenthal has been in the securities industry since February 17, 2004. Jonathan is currently registered with Fidelity Brokerage Services LLC and is a Series 7, Series 63, Series 9, Series 10, Series 4, Series 8, and SIE licensed professional. Jonathan has held previous positions with Charles Schwab & Co., Inc. and Brown & Company Securities Corporation. Jonathan is registered in 53 states and the District of Columbia.

Firm Information

Jonathan Rosenthal is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Rosenthal’s Registration & Firm History

NH

05/27/2013 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

TX

03/26/2001 - 07/05/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MA

11/23/1993 - 01/29/2001

BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)

NY

01/24/1992 - 11/12/1993

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 06/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/02/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/04/2014

Series 4 - Registered Options Principal Examination

BC

Issued 03/11/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jonathan Thomas Rosenthal.
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