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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Thompson has been a financial advisor since 1995. Jonathan is currently registered with Wells Fargo Clearing Services, LLC. Previously, Jonathan has been registered with Morgan Stanley DW Inc. and PaineWebber Incorporated. Jonathan has been an active investment advisor and broker in a number of states including Kentucky, Michigan and Texas. Jonathan works with a wide range of clients, including individuals, high-net-worth individuals, businesses, corporations, pension plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
08/24/2022 - Present
Wells Fargo Clearing Services, LLC (LOUISVILLE KY)
NY
09/22/2000 - 11/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/14/2000 - 10/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/06/1995 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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