Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Spors is a financial advisor with over 28 years of experience in the industry. Jonathan is currently registered with Schwab Wealth Advisory, Inc. and is licensed to provide financial advice in Colorado and Texas. Jonathan also has experience with other firms including TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, UBS FINANCIAL SERVICES INC. and U.S. BANCORP INVESTMENTS, INC. Jonathan is a Series 66, 63, 9, 10, 8, SIE and 7 licensed professional. Jonathan has a strong background in financial planning and portfolio management and can assist clients with their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
CO
09/10/2021 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
CO
03/01/2021 - 07/26/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/17/2006 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
04/01/2005 - 08/10/2006
UBS FINANCIAL SERVICES INC. (DENVER CO)
MN
02/04/2003 - 03/08/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
07/19/1999 - 12/02/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
06/10/1999 - 07/27/1999
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CO
05/01/1997 - 06/25/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
TX
03/28/1991 - 08/24/1995
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
OH
01/23/1990 - 12/03/1990
A. T. BROD & CO. INC. (CLEVELAND OH)
CO
10/20/1989 - 01/22/1990
MALONE & ASSOCIATES, INC. (DENVER CO)
NA
08/22/1989 - 10/24/1989
RICHFIELD SECURITIES, INC.
BOTH
Issued 04/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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