Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Sloan is a registered representative with Houlihan Lokey Capital, Inc. with over 20 years of experience in the industry. Jonathan is licensed to provide investment advice in New York. Jonathan holds licenses for Series 7, Series 24, Series 63, and Series 79 exams and is a Series 79 representative. Jonathan was previously employed by J.P. MORGAN SECURITIES INC. from 2001 to 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/31/2014 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
06/05/2001 - 07/22/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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