Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Schwartz is a financial professional with over 20 years of experience in the industry. Currently, Jonathan is registered with TD Securities (usa) LLC in Houston, Texas, and has been with the firm since 2003. Prior to this, Jonathan worked at Deutsche Banc Alex. Brown Inc. in New York. Jonathan is a Series 7, Series 63 and Series 79TO licensed professional. Jonathan holds licenses in both New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/27/2003 - Present
TD Securities (usa) LLC (HOUSTON TX)
NY
01/19/2000 - 05/31/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
BC
Issued 01/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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