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Jonathan Sham

Bluefin Capital Management, LLC

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About Jonathan Sham

Jonathan Sham is a securities professional with experience in the financial industry. Jonathan is currently registered with Bluefin Capital Management, LLC and holds the Series 57TO and SIE licenses. Jonathan has been active in the industry since August 2023.

Firm Information

Jonathan Sham is currently registered with Bluefin Capital Management, LLC. Bluefin Capital Management, LLC is a Limited Liability Company that was formed on May 7, 2001. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Sham’s Registration & Firm History

NY

08/08/2023 - Present

Bluefin Capital Management, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Jonathan Sham.
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