linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jonathan Scott Sobel

Hilltop Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jonathan? Claim Your Profile

About Jonathan Scott Sobel

Jonathan Scott Sobel is a financial advisor based in Dallas, TX, who has been in the financial services industry since August 29, 2001. Jonathan is currently registered with Hilltop Securities Inc. and has held previous positions with Goldman, Sachs & Co. and Chris Securities Inc. Jonathan is a Series 3, 7, 9, 24, and 63 licensed professional. Jonathan's areas of specialization include securities, commodities, investment advisory, and financial planning.

Firm Information

Jonathan Sobel is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

12b-1 fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jonathan Sobel’s Registration & Firm History

TX

12/01/2023 - Present

Hilltop Securities Inc. (DALLAS TX)

NY

10/01/1988 - 01/15/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

NA

10/16/1986 - 10/18/1988

CHRIS SECURITIES INC.

Not sure if Jonathan Scott Sobel is right for you?

Licenses & Designations

BC

Issued 10/04/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/13/1996

Series 24 - General Securities Principal Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

BC

Issued 08/11/1986

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jonathan Scott Sobel.
Not sure if Jonathan Scott Sobel is right for you?