Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Scott Rogers is a financial professional with over 16 years of experience in the industry. Jonathan is currently registered with Charles Schwab & CO., Inc. in Texas, where he has been employed since 2020. Previously, Jonathan worked for Hilltop Securities Inc. in Dallas, TX from 2012 to 2020. Jonathan has a broad range of experience in the financial services industry, having held positions with several other firms including 1st Global Capital Corp., UnionBanc Investment Services, LLC, Citigroup Global Markets Inc., Citicorp Investment Services, 1st Discount Brokerage, Inc., and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
08/14/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
11/19/2012 - 07/17/2020
HILLTOP SECURITIES INC. (DALLAS TX)
TX
12/09/2010 - 11/19/2012
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CA
09/26/2008 - 11/05/2010
UNIONBANC INVESTMENT SERVICES, LLC (RIVERSIDE CA)
CA
05/29/2007 - 08/18/2008
CITIGROUP GLOBAL MARKETS INC. (RIVERSIDE CA)
CA
10/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (RIVERSIDE CA)
CA
01/19/2005 - 10/03/2006
1ST DISCOUNT BROKERAGE, INC. (SUN CITY CA)
CA
12/16/2004 - 01/06/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 11/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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