Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Scott Rich is a financial professional with over 16 years of experience in the securities industry. Jonathan currently works at Tradition Securities And Derivatives LLC. Previously, Jonathan worked at Standard Credit Securities Inc., Chapdelaine & Co., and Tradition Asiel Securities Inc. Jonathan holds Series 7, 24, 55, 57TO and 63 licenses. Jonathan is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/07/2010 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
NY
09/20/2012 - 02/10/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
11/05/2007 - 09/08/2010
CHAPDELAINE & CO. (NEW YORK NY)
NY
01/01/2007 - 11/05/2007
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
BC
Issued 01/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Jonathan Rich is the right advisor for you? Invested Better is here to help.
