Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Beatty is a financial professional with over 29 years of experience in the industry. Jonathan has been a registered representative at Charles Schwab & CO., Inc. since 1997. Prior to joining Charles Schwab & CO., Inc., Jonathan was a registered representative with TD Ameritrade, Inc. and Great Western Financial Securities Corporation. Jonathan specializes in providing financial planning and portfolio management services to clients. Jonathan is also a Series 7, Series 9, Series 10, Series 63, and SIE licensed professional. Jonathan is registered in the states of Arizona, California, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/16/1997 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
10/09/2020 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
CA
01/11/1994 - 04/09/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BC
Issued 01/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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