Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Schudmak is a financial advisor at Wells Fargo Securities, LLC. Jonathan has been in the financial services industry since January 12, 2005. Jonathan is registered with the state of Texas. Jonathan has passed the Series 63, 7, 24, 79TO, 99TO and SIE exams. Jonathan's previous employers include Morgan Stanley, FBR Capital Markets & Co., C & CO/PRINCERIDGE LLC, UBS Securities LLC, Dresdner Kleinwort Wasserstein Securities LLC and Dresdner Kleinwort Wasserstein, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/19/2017 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
LA
08/29/2014 - 09/12/2017
MORGAN STANLEY (NEW ORLEANS LA)
TX
03/07/2013 - 08/12/2014
FBR CAPITAL MARKETS & CO. (HOUSTON TX)
TX
03/19/2012 - 03/04/2013
C & CO/PRINCERIDGE LLC (HOUSTON TX)
NY
05/26/2005 - 03/13/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
01/01/2005 - 05/19/2005
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
09/09/2004 - 01/01/2005
DRESDNER KLEINWORT WASSERSTEIN, LLC (NEW YORK NY)
IA
Issued 10/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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