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Jonathan Samuel Falk

Cetera Advisors LLC

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About Jonathan Samuel Falk

Jonathan Samuel Falk is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Jonathan Falk is registered in Minnesota. Jonathan Falk has been in the securities industry since 2006.

Firm Information

Jonathan Falk is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Falk’s Registration & Firm History

MN

08/14/2023 - Present

Cetera Advisors LLC (SAINT PAUL MN)

MN

11/30/2017 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

MN

06/05/2006 - 08/30/2007

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

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Licenses & Designations

BC

Issued 08/02/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Samuel Falk.
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