Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Peris has been in the securities industry since March 1999. Jonathan is a registered representative of Stifel, Nicolaus & Company, Inc. and has been with the firm since March 2019. Prior to that, Jonathan was a registered representative of MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from April 2008 to April 2019. Jonathan has also held previous positions at RBC PROFESSIONAL TRADER GROUP LLC, CENTURION SECURITIES L.L.C., ASSENT LLC, FIRST NEW YORK SECURITIES L.L.C., KNIGHT SECURITIES, L.P., and SMITH BARNEY INC. Jonathan has a series 66, Series 63, SIE, Series 55, and Series 7 license. Jonathan specializes in portfolio management for individuals and pooled investment vehicles, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2019 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
04/16/2008 - 04/01/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/12/2007 - 11/09/2007
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
07/22/2005 - 10/31/2006
CENTURION SECURITIES L.L.C. (NEW YORK NY)
IL
02/25/2004 - 08/17/2004
ASSENT LLC (BOLINGBROOK IL)
NY
09/19/2001 - 04/03/2002
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NJ
08/08/1996 - 09/26/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
03/14/1995 - 06/06/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 05/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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