Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Ryan Cain is a financial advisor with Fidelity Distributors Co. LLC. Jonathan has been in the financial services industry since January 29, 1997. Jonathan is registered in 52 states and holds the Series 6, Series 7, Series 63, and SIE exams. Prior to joining Fidelity Distributors Co. LLC, Jonathan worked at John Hancock Funds, LLC, Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services LLC, and Scudder Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
10/25/2018 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
06/22/2011 - 07/19/2018
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
03/22/2005 - 07/11/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)
RI
11/19/2001 - 02/07/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/05/1992 - 11/19/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
09/23/1991 - 09/23/1992
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 02/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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