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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Russell Legg is a financial advisor with over 30 years of experience in the financial services industry. Jonathan is currently registered with Morgan Stanley and has been with the firm since 2009. Prior to that, Jonathan worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Jonathan is registered in several states and holds a variety of licenses, including Series 7, 24, 31, and 63. He is also a graduate of the Uniform Investment Adviser Law Examination (Series 65). Jonathan specializes in providing financial advice to individuals, families, businesses, and institutions. He offers a wide range of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
06/01/2009 - Present
Morgan Stanley (Washington DC)
DC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
03/15/1999 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
CA
10/31/1997 - 12/24/1998
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
MD
06/24/1992 - 10/31/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 04/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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