Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Russel Herrick is a financial advisor who is licensed in 15 states and holds the Series 7, Series 79, and Series 63 licenses. Jonathan Russel Herrick is registered with Mischler Financial Group, Inc. Jonathan Russel Herrick has been working in the financial services industry since July 31, 2016. Jonathan Russel Herrick's registration is active in the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/01/2016 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
BC
Issued 08/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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