Unclaimed
Jonathan Rowland Tunney is a financial advisor with over 20 years of experience in the industry. Jonathan has worked at several notable firms, including SMBC Nikko Securities America, Inc., Wells Fargo Securities, LLC, and BANC ONE Capital Markets, Inc. Currently, Jonathan is a registered representative with FHN Financial Securities Corp. Jonathan holds a Series 7, Series 63, Series 52TO, Series 57TO, and Series 99TO license. Jonathan is registered in 17 states and is active in various state and product exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/18/2024 - Present
FHN Financial Securities Corp. (CHICAGO IL)
NY
07/21/2020 - 02/22/2024
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
IL
07/12/2004 - 04/09/2020
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
IL
06/11/2001 - 07/06/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 07/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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