Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Romero is a financial professional with UBS Securities LLC. Jonathan has been in the financial industry since 2022. Jonathan holds the Series 63, SIE and Series 79TO licenses. Jonathan is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Jonathan was previously employed by Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/20/2024 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
10/06/2022 - 05/15/2024
BARCLAYS CAPITAL INC. (MENLO PARK CA)
BC
Issued 09/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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