Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Phillips is a financial advisor with over 20 years of experience in the industry. Jonathan currently works at First Trust Portfolios LP and is registered to provide investment advice in Florida and Illinois. Jonathan has passed the Series 7, 24, 63, 79TO, and SIE exams. Prior to First Trust Portfolios LP, Jonathan was employed by HGP Securities, LLC and CVF Securities, Inc. Jonathan is committed to providing clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/19/2017 - Present
First Trust Portfolios LP (WHEATON IL)
IL
09/22/2009 - 01/06/2017
HGP SECURITIES, LLC (ELMHURST IL)
IL
04/27/2005 - 09/02/2009
CVF SECURITIES, INC. (ELMHURST IL)
IL
05/23/2000 - 02/07/2005
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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