Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Royal has been in the financial services industry for over 30 years. He has a strong background in securities, commodities and insurance, and has held positions at several prominent firms including UBS Financial Services Inc. and RBC Capital Markets, LLC. In addition to being a Certified Financial Planner (CFP), Jonathan also holds the Series 3, 7, 63 and 66 securities licenses. Jonathan is currently registered with Osaic Wealth, Inc. and offers a variety of financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/26/2018 - Present
Osaic Wealth, Inc. (SANTA ANA CA)
CA
05/23/2007 - 09/28/2017
RBC CAPITAL MARKETS, LLC (LONG BEACH CA)
CA
10/16/1998 - 06/11/2007
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
NY
09/16/1992 - 10/22/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1992
Series 3 - National Commodity Futures Examination
BC
Issued 09/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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