Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Pearn is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Jonathan has been in the industry since 1995 and is registered in Colorado, Maine, and has a Series 7, Series 24, Series 52, Series 53, and Series 66 license. Previously, Jonathan worked at National Planning Corporation, United Securities Alliance, Inc., and Multi-Financial Securities Corporation. Jonathan is a FINRA Dispute Resolution Board of Arbitrators panelist.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
11/05/2018 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
03/23/2007 - 04/23/2018
NATIONAL PLANNING CORPORATION (DENVER CO)
CO
03/12/2002 - 03/12/2007
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
CO
06/22/1999 - 03/07/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CO
08/31/1994 - 06/17/1999
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
BOTH
Issued 03/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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