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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Richard Bernstein is a financial advisor with over 49 years of experience in the financial industry. Jonathan Bernstein is currently registered with Morgan Stanley, where Jonathan Bernstein has been working since 2009. Jonathan Bernstein has previously worked with several other firms such as CITIGROUP GLOBAL MARKETS INC., WACHOVIA SECURITIES, LLC, MORGAN STANLEY DW INC., SMITH BARNEY INC., BEAR, STEARNS & CO. INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. and E. F. HUTTON & COMPANY INC. Jonathan Bernstein holds the Series 63, 65, 66, 7TO, 8, 9 and 10 licenses and Jonathan Bernstein is registered with the states of Alaska, Florida, Massachusetts, New Jersey, New Mexico, New York and Wyoming. Jonathan Bernstein is also a registered Investment Advisor. Jonathan Bernstein specializes in providing financial advice to individual clients and also provides asset allocation advice, financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/07/2021 - Present
Morgan Stanley (New York NY)
NY
06/23/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/01/2003 - 06/26/2006
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
10/02/1995 - 08/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/22/1990 - 10/10/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
12/30/1983 - 01/27/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
09/26/1978 - 01/11/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/25/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
06/15/1978 - 09/25/1978
E. F. HUTTON & COMPANY INC
NA
12/20/1973 - 06/02/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
07/02/1973 - 11/16/1973
DUPONT WALSTON, INCORPORATED
NA
08/15/1972 - 07/02/1973
DUPONT GLORE FORGAN INC
BOTH
Issued 09/10/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/06/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 08/10/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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