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Jonathan Read Knowles

Brown, Lisle/cummings, Inc.

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About Jonathan Read Knowles

Jonathan Read Knowles is a financial professional with over 58 years of experience in the industry. Jonathan is currently registered with Brown, Lisle/cummings, Inc. Jonathan is also a licensed agent in 16 states and is a Registered Principal. Jonathan is a Series 24, Series 4 and Series 7TO. Jonathan is a specialist in Portfolio Management for Individuals and Businesses and Financial Planning.

Firm Information

Jonathan Knowles is currently registered with Brown, Lisle/cummings, Inc.. Brown, Lisle/cummings, Inc. is a Corporation that was formed in 1965. They are based in PROVIDENCE, RI and are registered with the SEC and 35 states. Their services include Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. They serve individuals, corporations and other businesses, and high-net-worth individuals, managing over $342,774,504 in assets. They have a wrap fee program and have been the subject of 7 regulatory events.
Brown, Lisle/cummings, Inc.

ONE TURKS HEAD PLACE

PROVIDENCE, RI 02903

$342.77M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jonathan Knowles’s Registration & Firm History

RI

12/28/1984 - Present

Brown, Lisle/cummings, Inc. (PROVIDENCE RI)

NA

08/07/1974 - 12/26/1984

CUMMINGS & CO., INC.

NA

05/14/1964 - 11/10/1974

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

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Licenses & Designations

BC

Issued 02/16/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/27/1979

Series 4 - Registered Options Principal Examination

BC

Issued 02/08/1975

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1964

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jonathan Read Knowles. Review regulatory record here.
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