Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Dunn is a financial advisor at LPL Financial LLC with over 6 years of experience in the financial services industry. Jonathan has a strong background in investment management and financial planning and is committed to helping clients achieve their financial goals. Jonathan holds FINRA Series 7, 63, 65, and SIE securities licenses and is a Certified Financial Planner™. Jonathan has previously worked at UBS Financial Services Inc. and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/01/2025 - Present
LPL Financial LLC (FORT MILL SC)
NC
09/28/2021 - 07/21/2022
MORGAN STANLEY (Charlotte NC)
NC
07/27/2017 - 09/16/2021
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
06/10/2016 - 06/16/2017
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 08/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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