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Jonathan Quincy Smith

Raine Securities LLC

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About Jonathan Quincy Smith

Jonathan Quincy Smith is a registered representative with Raine Securities LLC. Jonathan has been in the industry since May 8, 2011. Jonathan has passed the Series 79 and SIE exams. Jonathan was previously employed with CODE ADVISORS LLC. The Raine Securities LLC branch office Jonathan works from is located at ONE LOMBARD STREET, SUITE 300, SAN FRANCISCO, CA 94111.

Firm Information

Jonathan Smith is currently registered with Raine Securities LLC. Raine Securities LLC is a Limited Liability Company formed in 2005. The firm is registered with the SEC and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Smith’s Registration & Firm History

CA

06/12/2023 - Present

Raine Securities LLC (SAN FRANCISCO CA)

CA

05/09/2011 - 06/11/2023

CODE ADVISORS LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Quincy Smith.
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