Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Poulis is a financial advisor who is registered with LPL Financial LLC and holds Series 6, Series 63, Series 99TO, and SIE licenses. Jonathan has been in the financial industry since 2011. Jonathan specializes in providing financial planning and investment advice. Jonathan has experience with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Jonathan also has experience with pension consulting and portfolio management. Jonathan has worked with several firms over the years including P.J. ROBB VARIABLE, LLC, COMMONWEALTH FINANCIAL NETWORK, THE LEADERS GROUP, INC., PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, GWN SECURITIES INC., SECURITY DISTRIBUTORS, INC., JEFFERSON NATIONAL SECURITIES CORPORATION, ING FINANCIAL ADVISERS, LLC, MML DISTRIBUTORS, LLC, AMERICAN SKANDIA MARKETING, INC., and MML INVESTORS SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/27/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
TN
06/17/2022 - 09/15/2023
P.J. ROBB VARIABLE, LLC (MEMPHIS TN)
CA
04/21/2022 - 05/31/2022
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CO
04/08/2021 - 03/03/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
06/30/2015 - 06/25/2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
FL
04/29/2015 - 06/29/2015
GWN SECURITIES INC. (PALM BEACH GARDENS FL)
KS
05/15/2013 - 03/02/2015
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
OH
10/12/2010 - 05/24/2013
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
CT
06/10/2010 - 09/14/2010
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
12/06/2007 - 04/28/2009
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
04/25/2007 - 11/09/2007
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
10/09/2006 - 04/11/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 09/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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