Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Phillips Hagenstein is a financial professional with over 30 years of experience in the industry. Jonathan is a registered representative with Oppenheimer & Co. Inc., a leading investment firm, and has previously worked with Wells Fargo Securities, LLC, Wells Fargo Brokerage Services, L.L.C, Corby Capital Markets, Inc. and others. Jonathan holds Series 6, 7, 10, 24, 27, 63, 66 and SIE licenses. Jonathan is a highly experienced professional dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
07/16/2015 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
MA
08/01/2014 - 07/13/2015
NORTHERN CAPITAL SECURITIES CORPORATION (NORTH ANDOVER MA)
MA
11/06/2009 - 06/16/2014
WELLS FARGO SECURITIES, LLC (BOSTON MA)
MA
09/15/2006 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (BOSTON MA)
MA
03/14/1995 - 09/25/2006
CORBY CAPITAL MARKETS, INC. (BOSTON MA)
MA
07/01/1992 - 02/08/1994
C C B & T INVESTMENT COMPANY, INC. (HYANNIS MA)
CT
10/17/1989 - 01/21/1992
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NY
02/15/1988 - 04/19/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/29/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
02/28/1984 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
06/12/1981 - 02/07/1984
FIDELITY DISTRIBUTORS CORPORATION
BOTH
Issued 03/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/03/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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