Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Phaff Raviv is a registered representative with Capital One Securities, Inc. Jonathan has over 10 years of experience in the securities industry, having previously worked at firms such as Citigroup Global Markets Inc., Barclays Capital Inc. and Lehman Brothers Inc. Jonathan holds a Series 79TO, SIE, Series 87, Series 86 and Series 7 license. Jonathan is licensed in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/11/2022 - Present
Capital ONE Securities, Inc. (New York NY)
NY
07/12/2010 - 06/21/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/24/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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