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Jonathan Peter Bren

Bren Ventures LLC

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About Jonathan Peter Bren

Jonathan Bren is a financial advisor with Bren Ventures LLC located in New York, NY. Jonathan has been in the financial services industry since 1990. Jonathan holds FINRA Series 3, 7, 14, 24, 63, 7TO, 99TO and SIE licenses. Bren Ventures LLC is a registered investment advisor firm headquartered in New York, NY.

Firm Information

Jonathan Bren is currently registered with Bren Ventures LLC. Bren Ventures LLC is a Limited Liability Company formed on December 27, 2004. It is registered in nine states, including California, Colorado, District of Columbia, Florida, Illinois, Kansas, Maryland, New York, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Bren’s Registration & Firm History

NY

06/30/2006 - Present

Bren Ventures LLC (NEW YORK NY)

NY

11/11/2020 - 02/16/2022

LEX (NEW YORK NY)

CA

03/03/2000 - 11/14/2006

HFV INVESTMENTS, INC. (CARDIFF CA)

NY

12/06/1996 - 09/24/1997

ALPHA SECURITIES CORP. (NEW YORK NY)

NA

11/12/1996 - 08/20/1997

SALTA SECURITIES, LDC

NY

07/06/1992 - 01/04/1996

AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)

NY

06/15/1989 - 09/07/1990

ARBITRAGE SECURITIES COMPANY (NEW YORK NY)

NA

02/21/1985 - 04/07/1990

DREXEL BURNHAM LAMBERT INCORPORATED

NA

06/16/1988 - 06/12/1989

PLAZA SECURITIES COMPANY

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Licenses & Designations

BC

Issued 09/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1985

Series 3 - National Commodity Futures Examination

BC

Issued 02/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Peter Bren.
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