Unclaimed
Jonathan Gossett is a financial advisor registered with Dempsey Lord Smith, LLC and has been in the industry since January 6, 1991. Jonathan is a registered representative in 12 states and also holds an active Investment Advisor Representative registration in Georgia. Jonathan is a registered Investment Advisor Representative with Dempsey Lord Smith, LLC, which is a firm that specializes in providing investment advice to individuals and families. Jonathan is registered to provide financial planning and investment advice to individuals and families. Jonathan is also registered to provide investment advice to businesses. Dempsey Lord Smith, LLC has a total of 3,106 accounts under management with assets totaling $585,613,076.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
05/19/2011 - Present
Dempsey Lord Smith, LLC (RINGGOLD GA)
GA
01/07/1991 - 04/25/2011
AMERIPRISE FINANCIAL SERVICES, INC. (RINGGOLD GA)
MN
01/07/1991 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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