Unclaimed
Jonathan Penn is a financial professional with over 15 years of experience in the industry. Jonathan is currently registered with Farmers Financial Solutions, LLC in Nevada. Jonathan has a broad range of experience in the financial industry, having previously worked with Morgan Stanley DW Inc. in New York. Jonathan is committed to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
01/13/2020 - Present
Farmers Financial Solutions, LLC (HENDERSON NV)
NV
08/09/2016 - 12/19/2019
FARMERS FINANCIAL SOLUTIONS, LLC (HENDERSON NV)
NY
07/08/2005 - 03/17/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 09/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/16/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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