Unclaimed
Jonathan Paul Toretta is a registered representative with Capella Securities LLC in New York, NY. Jonathan has been in the securities industry since 2011. Jonathan is licensed to sell securities in Connecticut and New York. Jonathan holds the Series 7, Series 63, Series 57TO and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/12/2020 - Present
Capella Securities LLC (New York NY)
NY
10/28/2010 - 07/03/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 11/02/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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