Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Paul Simon is a financial professional with over 30 years of experience in the industry. Jonathan has held positions at several prominent financial institutions, including Lehman Brothers Inc., Credit Suisse First Boston Corporation, and Morgan Stanley & Co., Incorporated. Jonathan is currently registered with Bernstein Institutional Services LLC as a Registered Representative. Jonathan is also a Series 24 and Series 4 Principal. Jonathan holds the Series 7, Series 3, Series 55, Series 63, and SIE licenses. Jonathan specializes in providing advisory services. Jonathan is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
04/16/2021 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
07/27/2020 - 08/25/2021
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
08/17/2015 - 02/13/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/15/2012 - 08/18/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/25/2004 - 06/25/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/19/2001 - 06/01/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/13/1996 - 06/15/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/11/1990 - 04/26/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
02/13/1990 - 06/01/1990
FIRST INVESTORS MANAGEMENT COMPANY, INC.
BC
Issued 03/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/28/1992
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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