Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Goergen is a financial advisor with Principal Securities, Inc. located in Des Moines, Iowa. Jonathan has been in the financial services industry since 1994. Jonathan has a wide range of experience and expertise in various financial products and services. Jonathan holds the Series 7, Series 24, Series 51, and Series 63 licenses as well as the SIE and Series 6TO. Jonathan is also a registered Investment Advisor Representative in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
01/10/2000 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
08/22/1994 - 04/18/1995
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
MI
03/28/1994 - 06/16/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 04/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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