Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Paul Braatz has been in the financial services industry since 1979 and is currently a Registered Representative at Oppenheimer & Co. Inc. Jonathan has held several leadership roles within the industry, including Principal roles at First Kansas City Securities Incorporated, and B.C. Christopher Securities Co. Jonathan also previously worked at George K. Baum & Company, Security Investment Company of Kansas City and Fahnestock & Co., Inc. Jonathan specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses. He is registered in Missouri and holds several professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MO
01/02/2002 - Present
Oppenheimer & Co. Inc. (KANSAS CITY MO)
MO
11/09/2000 - 12/31/2001
SECURITY INVESTMENT COMPANY OF KANSAS CITY (KANSAS CITY MO)
MO
09/03/1996 - 10/17/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NY
03/23/1990 - 09/03/1996
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
07/21/1989 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
11/28/1986 - 08/07/1989
FIRST KANSAS CITY SECURITIES INCORPORATED
NA
02/01/1979 - 12/04/1986
B.C. CHRISTOPHER SECURITIES CO.
NA
11/05/1986 - 11/28/1986
PROFESSIONAL BROKERAGE SERVICES, INC.
BC
Issued 03/27/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/1987
Series 24 - General Securities Principal Examination
BC
Issued 12/18/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/21/1983
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jonathan Braatz is the right advisor for you? Invested Better is here to help.
