Unclaimed
Jonathan Sutter is a financial advisor with Cetera Investment Services LLC. Jonathan has been in the financial services industry for 3 years. Jonathan is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative, a Securities Industry Essentials (SIE) exam, and a Investment Company Products/Variable Contracts Representative. Jonathan is also registered with the State of New York as a securities agent. Jonathan's office is located at 15 SCOTT'S CORNERS DRIVE, MONTGOMERY, NY 12549.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/03/2021 - Present
Cetera Investment Services LLC (MONTGOMERY NY)
BC
Issued 03/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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