Unclaimed
Jonathan Kaye is a financial advisor with Vanguard Marketing Corp. Jonathan has been in the industry since September 11, 2020. Jonathan is registered with the state of Arizona and California, and is licensed to sell securities in both states. Jonathan is Series 63, Series 7TO, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
09/12/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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