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Jonathan Patrick Fagan

Cetera Advisors LLC

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About Jonathan Patrick Fagan

Jonathan Fagan is a financial advisor with Cetera Advisors LLC. Jonathan has over 23 years of experience in the industry. Jonathan is registered to sell securities in Alabama, Arizona, California, Illinois, Maine, Massachusetts, Nevada, New Mexico, Oregon and Wisconsin. Jonathan has passed the Series 6, Series 26 and Series 63 exams. Jonathan is also a registered principal for Northwestern Mutual Investment Services, LLC in Arizona.

Firm Information

Jonathan Fagan is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Fagan’s Registration & Firm History

AZ

06/15/2023 - Present

Cetera Advisors LLC (SCOTTSDALE AZ)

AZ

07/03/2000 - 06/16/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)

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Licenses & Designations

BC

Issued 08/17/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jonathan Patrick Fagan. Review regulatory record here.
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