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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan P. Braun is a registered investment advisor representative with Morgan Stanley in SOUTH JORDAN, UT. Jonathan has been in the financial services industry since 2005 and has been associated with Morgan Stanley since 2016. Jonathan is licensed to provide investment advice in Utah. He has also been registered with Fidelity Brokerage Services LLC. Jonathan has a strong background in financial planning and portfolio management, with experience working with a variety of client types, including individuals, high-net-worth individuals, corporations, and charitable organizations. Jonathan holds several professional designations, including Series 63, 66, 7, 9, 10, 55, 57TO, 99TO, and SIE. Jonathan has been actively involved in the community, serving as a high school and college football official.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
01/04/2019 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
11/17/2004 - 04/25/2016
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BOTH
Issued 12/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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